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Davis D. Thompson

Thompson & Thompson Investment Advisors, Inc.

Pasadena, CA

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Current Employers
Thompson & Thompson Investment Advisors, Inc.

Pasadena, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-01-03
  • CA RA
    APPROVED
    Since 2020-01-03

Branch Locations

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atkinson, Andelson, Loya, Raud & Romo, A Law Corporation San Rafael CA 05/1989 12/2018
Thompson & Thompson Investment Advisors, Inc. Pasadena CA 11/2019 Present
Dkrbt Enterprises, Inc. Pasadena CA 01/2019 10/2019
  • 05/1989 → 12/2018
    Atkinson, Andelson, Loya, Raud & Romo, A Law Corporation
    San Rafael, CA
  • 11/2019 → Present
    Thompson & Thompson Investment Advisors, Inc.
    Pasadena, CA
  • 01/2019 → 10/2019
    Dkrbt Enterprises, Inc.
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-09
  • S65 Uniform Investment Adviser Law Examination
    2018-08-09
Other Names
  • Davis Dominick Thompson

View on SEC IAPD

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