Best Investors Account Sign in

Bradley Winsor Simmons

Stifel, Nicolaus & Company, Incorporated

Atlanta, GA

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-30
GA RA APPROVED 2014-07-16
  • TX RA
    APPROVED_RES
    Since 2019-07-30
  • GA RA
    APPROVED
    Since 2014-07-16

Branch Locations

3630 Peachtree Road Ne, 4Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Atlanta GA 07/2014 Present
  • 07/2014 → Present
    Stifel Nicolaus & Co Inc
    Atlanta, GA
Previous Registrations
  • 2013-02-13 → 2014-07-18
    Raymond James & Associates, Inc.
    Atlanta, GA
  • 2005-01-24 → 2013-02-13
    Morgan Keegan & Company, Llc
    Atlanta, GA
    Atlanta, GA
  • 2003-01-17 → 2005-02-07
    Credit Suisse Securities (Usa) Llc
    Atlanta, GA
  • 2000-02-23 → 2003-01-17
    Pershing Llc
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-30
S63 Uniform Securities Agent State Law Examination 1980-10-20
  • S65 Uniform Investment Adviser Law Examination
    1992-07-30
  • S63 Uniform Securities Agent State Law Examination
    1980-10-20

View on SEC IAPD

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor