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40 Wall Street Suite 3602, New York, NY 10005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-01-04 |
| NY | RA | APPROVED | 2023-01-04 |
| NJ | RA | APPROVED | 2018-03-02 |
Branch Locations
Miami Beach, FL • United States
40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R F Lafferty & Co Inc | New York | NY | 06/2015 | Present |
11 2023 -National Investment Banking Association - 422 Chesterfield Road Bogart GA 30622 -not investment related. - Not for profit trade association that puts on conferences -Director (no compensation) - 1 hr a month - 1 hour during securities trading hours- help plan the annual conference. 03 2024 - John Heidenreich LLC -6700 Indian Creek Drive, #1501 Miam Beach FL 33141- not investment related - Personal LLC for income deposits - 1 hour a month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-02 |
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