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Current Employers
R. F. Lafferty & Co., Inc.

40 Wall Street Suite 3602, New York, NY 10005 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-01-04
NY RA APPROVED 2023-01-04
NJ RA APPROVED 2018-03-02
  • MD RA
    APPROVED
    Since 2023-01-04
  • NY RA
    APPROVED
    Since 2023-01-04
  • NJ RA
    APPROVED
    Since 2018-03-02

Branch Locations

Miami Beach, FL • United States

40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R F Lafferty & Co Inc New York NY 06/2015 Present
Other Businesses

11 2023 -National Investment Banking Association - 422 Chesterfield Road Bogart GA 30622 -not investment related. - Not for profit trade association that puts on conferences -Director (no compensation) - 1 hr a month - 1 hour during securities trading hours- help plan the annual conference. 03 2024 - John Heidenreich LLC -6700 Indian Creek Drive, #1501 Miam Beach FL 33141- not investment related - Personal LLC for income deposits - 1 hour a month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-15
S63 Uniform Securities Agent State Law Examination 1980-10-02
  • S65 Uniform Investment Adviser Law Examination
    1998-04-15
  • S63 Uniform Securities Agent State Law Examination
    1980-10-02
Designations

View on SEC IAPD

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