Merle Edgar Rokoff Divita

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-09-10
CA	RA	APPROVED	2009-09-09

TX RA
APPROVED_RES

Since 2009-09-10
CA RA
APPROVED

Since 2009-09-09

Branch Locations

Ventura, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Ventura	CA	09/2009	Present

09/2009 → Present

Lpl Financial Llc

Ventura, CA

Previous Registrations

2009-09-21 → 2015-07-10

The Renaissance Group, Llc

Ventura, CA
2009-06-01 → 2009-09-21

Morgan Stanley

Ventura, CA
1997-07-08 → 2009-06-01

Citigroup Global Markets Inc.

Ventura, CA

Other Businesses

1. 5/13/2015: SEQUENTIAL FINANCIAL DESIGNS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 05/11/2015. 2. 9/26/2017 - The DiVita Group, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 03/01/2010 - 2 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-18
S63	Uniform Securities Agent State Law Examination	1980-12-10

S65 Uniform Investment Adviser Law Examination

1992-05-18
S63 Uniform Securities Agent State Law Examination

1980-12-10

Other Names

Merle Edgar Rokoff Divita
Merle Rokoff Divita
Merle Rokoff Edgar
Merle Terry Rokoff

View on SEC IAPD