Steven Leo Klosterman

Current Employers

Halbert Hargrove

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-01-20
TX	RA	APPROVED_RES	2012-12-14
CA	RA	APPROVED	2004-04-14

CO RA
APPROVED

Since 2023-01-20
TX RA
APPROVED_RES

Since 2012-12-14
CA RA
APPROVED

Since 2004-04-14

Branch Locations

4643 S Ulster Street Suite 220, Denver, CO 80237 • United States

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Halbert, Hargrove/Russell Llc	San Diego	CA	05/2006	Present

05/2006 → Present

Halbert, Hargrove/Russell Llc

San Diego, CA

Previous Registrations

1995-06-09 → 2006-04-28

Halbert Hargrove

Carlsbad, CA

Other Businesses

1) KLOSTERMAN FAMILY PARTNERSHIP; INVESTMENT RELATED; CARLSBAD, CA; FAMILY GENERAL PARTNERSHIP INVESTING IN REAL ESTATE AND SECURITIES; GENERAL PARTNER; PARTNERSHIP FORMED 03/23/2001; 8 HOURS PER MONTH; NONE DURING TRADING HOURS. 2) KLOSTERMAN CAPITAL CORPORATION; NOT INVESTMENT RELATED; SAN DIEGO, CA; BACK-OFFICE SUPPORT; CHAIRMAN; BECAME CHAIRMAN ONLY 04/28/2006; 8 HOURS PER MONTH; NONE DURING TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-03-25

S63 Uniform Securities Agent State Law Examination

1982-03-25

View on SEC IAPD