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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-07-09 |
| NY | RA | APPROVED | 2024-02-23 |
| FL | RA | APPROVED | 2016-03-01 |
| TX | RA | APPROVED_RES | 2013-01-03 |
| NC | RA | APPROVED | 2011-04-15 |
| OH | RA | APPROVED | 2011-03-16 |
| DC | RA | APPROVED | 2011-03-03 |
| NJ | RA | APPROVED | 2010-12-17 |
| CA | RA | APPROVED | 2010-12-10 |
| CT | RA | APPROVED | 2010-12-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New Haven | CT | 12/2010 | Present |
#1: LAKEHOUSE LLC -Hamden/New Haven, CT - INVESTMENT RELATED - Nature: COMMERICAL REAL ESTATE (Retail shops - Book Store and Wine Shop); Title/Position: Sole owner, sole member LLC; Duties: collect rents, pay bills, occasional supervision of repairs - 2006 - Devotes 2 hours/month; Compensated - Rental Income. #2: Anne Gunderson Foundation; Investment Related; Nature: Trust/Foundation; Title/Position: Co-Trustee; Duties: oversee investments and disbursement of funds, vet potential donor recipients and distributing assets according to terms of the trust; 25 hrs/yr; compensated. #3. Harland pond Corporation, West Hartland, CT. HOA Committee Member (02/2024) - informal advisors to the board, two are board members, with no authority over governance. Not investment related, not compensated, 3 hours/month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-03-28 |
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