Best Investors Account Sign in
Claim This Profile
Current Employers
Northland Securities, Inc.

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-10
CO RA APPROVED 2026-07-01
MN RA APPROVED 2026-02-17
NY RA APPROVED 2025-07-21
TX RA APPROVED_RES 2025-04-08
CA RA APPROVED 2023-07-11
GA RA APPROVED 2022-04-25
FL RA APPROVED 2018-08-22
WI RA APPROVED 2011-01-07
  • IL RA
    APPROVED
    Since 2026-07-10
  • CO RA
    APPROVED
    Since 2026-07-01
  • MN RA
    APPROVED
    Since 2026-02-17
  • NY RA
    APPROVED
    Since 2025-07-21
  • TX RA
    APPROVED_RES
    Since 2025-04-08
  • CA RA
    APPROVED
    Since 2023-07-11
  • GA RA
    APPROVED
    Since 2022-04-25
  • FL RA
    APPROVED
    Since 2018-08-22
  • WI RA
    APPROVED
    Since 2011-01-07

Branch Locations

10700 W. Research Drive Suite 4, Milwaukee, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northland Securities, Inc Minneapolis MN 04/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1980-09-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1980-09-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Milwaukee, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor