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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-10 |
| CO | RA | APPROVED | 2026-07-01 |
| MN | RA | APPROVED | 2026-02-17 |
| NY | RA | APPROVED | 2025-07-21 |
| TX | RA | APPROVED_RES | 2025-04-08 |
| CA | RA | APPROVED | 2023-07-11 |
| GA | RA | APPROVED | 2022-04-25 |
| FL | RA | APPROVED | 2018-08-22 |
| WI | RA | APPROVED | 2011-01-07 |
Branch Locations
10700 W. Research Drive Suite 4, Milwaukee, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Securities, Inc | Minneapolis | MN | 04/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1980-09-17 |
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