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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-15
  • FL RA
    APPROVED
    Since 2022-04-15

Branch Locations

Naples, FL • United States

1421 Pine Ridge Road Suite 300, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Naples FL 06/2009 Present
Raymond James & Associates Inc, Naples FL 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-25
  • S66 Uniform Combined State Law Examination
    2007-09-25

View on SEC IAPD

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