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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-04-29 |
| IA | RA | APPROVED | 2025-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial | Grand Island | NE | 05/2006 | 01/2019 |
| Schuster Anderson Wealth Advisors | Grand Island | NE | 12/2018 | 04/2019 |
| Principal Securities Inc | Grand Island | NE | 03/2016 | Present |
| Principal Life Insurance | Grand Island | NE | 01/2019 | 04/2020 |
| Principal Life Insurance Company | Des Moines | IA | 04/2020 | 02/2025 |
| Principal Life Insurance | Grand Island | NE | 02/2025 | Present |
| Principal Advised Services | Saint Libory | NE | 03/2025 | Present |
**PRINCIPAL ADVISED SERVICES POSITION: Team Lead NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/29/2025 ADDRESS: 516 Elm Street, Saint Libory NE 68872, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **YOUNG LIVING ESSENTIAL OILS POSITION: Distributor, personal sales only NATURE: MLM personal use only-no sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2015 ADDRESS: 516 Elm Street, Saint Libory NE 68872, United States DESCRIPTION: I am a member/distributor for Young Living Essential Oils/Products. No sales. Personal use only of their products. **ST LIBORY EMS SQUAD POSITION: Secretary NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2014 ADDRESS: 336 Hwy 281, Saint Libory NE 68872, United States DESCRIPTION: I am a volunteer EMT and Secretary for the Saint Libory EMS Department. I take minutes during the monthly meetings and act as a second signer for checks as needed to pay bills for the department. **ST LIBORY CATHOLIC CHURCH COUNCIL OF CATHOLIC WOMEN POSITION: President St Libory CCW NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 505 Spruce Street, St Libory NE 68872, United States DESCRIPTION: Lead and run monthly meetings, organize and communicate any parish activities, administer website & Facebook page. **RENTAL PROPERTY POSITION: Rental Property Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 518 Cottonwood, Saint Libory NE 68872, United States DESCRIPTION: Single Family Rental Property that we use for investment purposes to rent to our children and other family.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-13 |
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