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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-11-08 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-06-14 |
Branch Locations
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sumner Financial Group | Lake Oswego | OR | 11/1978 | Present |
| Kms Financial Services, Inc | Seattle | WA | 04/2012 | 11/2020 |
| Securities America, Inc. | Lake Oswego | OR | 11/2020 | 06/2024 |
| Securities America Advisors, Inc. | Lake Oswego | OR | 11/2020 | 06/2024 |
| Arbor Point Advisors | Lake Oswego | OR | 11/2020 | 11/2024 |
| Osaic Wealth, Inc. | Lake Oswego | OR | 06/2024 | Present |
| Osaic Wealth, Inc. | Lake Oswego | OR | 06/2024 | Present |
| Osaic Advisory Services, Llc | Atlanta | GA | 11/2024 | Present |
1. DBA - Sumner Financial 2. SUMNER FINANCIAL, SUMNER CONSULTING LLC POSITION: manager NATURE: sell life insurance LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 30 START DATE: 10/20/2020 ADDRESS: 17414 Cardinal Dr., Lake Oswego OR 97034, United States DESCRIPTION: sell life and health insurance 3. SUMNER CONSULTING LLC POSITION: manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 11/01/1978 ADDRESS: 17414 Cardinal Dr, lake oswego OR 97034, United States DESCRIPTION: Financial and retirement services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-24 |
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