David Roy Jarman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-19
OR	RA	APPROVED	2010-10-01

TX RA
APPROVED

Since 2025-02-19
OR RA
APPROVED

Since 2010-10-01

Branch Locations

5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Lake Oswego	OR	09/2010	11/2016
Wells Fargo Clearing Services, Llc	Lake Oswego	OR	11/2016	Present

09/2010 → 11/2016

Wells Fargo Advisors Llc

Lake Oswego, OR
11/2016 → Present

Wells Fargo Clearing Services, Llc

Lake Oswego, OR

Other Businesses

STANDARD FINANCE LLC; INVESTMENT RELATED; MILWAUKIE, OR; 8% OWNERSHIP; START 1/1/1975; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; MAKING SURE DISTRIBUTIONS ARE MADE TO PARTNERS, COORDINATING WITH THE PROPERTY MANAGER TO TAKE CARE OF MAINTENANCE, AND WORKING WITH THE LEASING AGENCY IF THERE IS A VACANCY. COMMERCIAL RENTAL PROPERTY, INV RELATED, MILWAUKIE, OR, 8% OWNERSHIP, START 1/1/1979, 5 HOURS PER MONTH, ZERO DUIRNG TRADING, WORKING WITH PROPERTY MANAGER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-25
S63	Uniform Securities Agent State Law Examination	1982-07-21

S65 Uniform Investment Adviser Law Examination

1999-06-25
S63 Uniform Securities Agent State Law Examination

1982-07-21