Joseph R Brooks

Current Employers

Employment History

• 01/1997 → 04/2017
  Royal Alliance Associates, Inc.
  East Lansing, MI
• 01/1999 → Present
  Fairhaven Financial Advisory Corp
  East Lansing, MI
• 04/2017 → 06/2017
  Securities America, Inc.
  East Lansing, MI
• 04/2017 → 06/2017
  Arbor Point Advisors
  East Lansing, MI
• 03/2019 → 11/2020
  Mercap Securities, Llc
  Paoli, PA
• 11/2020 → Present
  Innovation Partners Llc
  Charlotte, NC

Previous Registrations

• 2017-05-03 → 2017-06-02
  Arbor Point Advisors
  East Lansing, MI

Other Businesses

FAIRHAVEN FINANCIAL ADVISORY CORPORATION POSITION: Licensed insurance agent NATURE: licensed insurance agent for various insurance companies including life, health, disability, fixed interest annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1979 ADDRESS: 1400 Abbot Rd., Suite 330, East Lansing MI 48823, United States DESCRIPTION: licensed insurance agent for various insurance companies including life, health, disability, fixed interest annuities. BROOKS BROTHERS LLC POSITION: Member NATURE: owned by my two brothers and I to hold the farms inherited from our parents. The farms are cash cropped and we split the profits. It is entirely passive income. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2013 ADDRESS: 300 Chimney Oaks Dr., Okemos MI 48864, United States DESCRIPTION: Brooks Brothers LLC is owned by my two brothers and I to hold the farms inherited from our parents. The farms are cash cropped and we split the profits. It is entirely passive income. Innovation Partners, LLC, Charlotte, NC, POSTION: Registered Representative, Broker-dealer; Investment related; Starting: 11/2020; 1 hour per month, none during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-08-20

Designations

Other Names

• Joe Brooks
• Joseph Ray Brooks