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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-04-23
PA RA APPROVED 2002-11-13
  • SC RA
    APPROVED
    Since 2018-04-23
  • PA RA
    APPROVED
    Since 2002-11-13

Branch Locations

301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States

Landrum, SC • United States

Crescent, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsburgh PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pittsburgh PA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-10
S63 Uniform Securities Agent State Law Examination 1981-02-20
  • S65 Uniform Investment Adviser Law Examination
    1997-11-10
  • S63 Uniform Securities Agent State Law Examination
    1981-02-20

View on SEC IAPD

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