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Timothy L Caulfield

Strategic Advisers LLC

Naperville, IL

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Chicago IL 05/2004 04/2019
Hilltop Securities Inc. Dallas TX 05/2019 01/2022
Unemployed Naperville IL 01/2022 07/2022
Fidelity Investments Naperville IL 09/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2004 → 04/2019
    Mesirow Financial, Inc.
    Chicago, IL
  • 05/2019 → 01/2022
    Hilltop Securities Inc.
    Dallas, TX
  • 01/2022 → 07/2022
    Unemployed
    Naperville, IL
  • 09/2022 → Present
    Fidelity Investments
    Naperville, IL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2025-01-27 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Naperville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-31
S63 Uniform Securities Agent State Law Examination 1989-03-20
  • S66 Uniform Combined State Law Examination
    2024-12-31
  • S63 Uniform Securities Agent State Law Examination
    1989-03-20
Other Names
  • Tim Caulfield
  • Timothy Lon Caulfield
  • Timothy Caulfield

View on SEC IAPD

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