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John Cadena

Sb Advisory, LLC

Atlanta, GA

Independence, MO

San Blas Advisory, Inc.

Independence, MO

Atlanta, GA

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Current Employers
Sb Advisory, Llc

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-02-06
  • MO RA
    APPROVED
    Since 2026-02-06

Branch Locations

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Independence, MO • United States

San Blas Advisory, Inc.

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-01-05
  • MO RA
    APPROVED
    Since 2026-01-05

Branch Locations

Independence, MO • United States

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Compliance Services, Inc. Delray Beach FL 02/2006 09/2016
Cadena Securities Services, Llc Saint Petersburg FL 10/2012 09/2018
Self Employed Securities Consultant St. Petersburg FL 10/2018 Present
  • 02/2006 → 09/2016
    National Compliance Services, Inc.
    Delray Beach, FL
  • 10/2012 → 09/2018
    Cadena Securities Services, Llc
    Saint Petersburg, FL
  • 10/2018 → Present
    Self Employed Securities Consultant
    St. Petersburg, FL
Other Businesses

Self employed compliance consultant to the securities industry. Owner of JC Regulatory Consulting LLC a single member LLC. Established June 2024. Not investment related. Work from home. 10-20 hours per month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-18
S65 Uniform Investment Adviser Law Examination 2021-07-24
  • S63 Uniform Securities Agent State Law Examination
    2024-10-18
  • S65 Uniform Investment Adviser Law Examination
    2021-07-24

View on SEC IAPD

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