James Robert Goodhart

Current Employers

Chancellor Financial Group Wb Lp

60 Public Square Suite 600, Wilkes-Barre, PA 18701 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-11-16

PA RA
APPROVED

Since 2021-11-16

Branch Locations

Pottstown, PA • United States

60 Public Square Suite 600, Wilkes-Barre, PA 18701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tcm Securities, Inc	Woodstock	GA	04/2015	10/2021
Chancellor Financial Group Wb Lp	Wilkes-Barre	PA	10/2021	Present

04/2015 → 10/2021

Tcm Securities, Inc

Woodstock, GA
10/2021 → Present

Chancellor Financial Group Wb Lp

Wilkes-Barre, PA

Other Businesses

ABA LIFE SALES. IT IS INVESTMENT RELATED. 1399 OLD GLASGOW ST., POTTSTOWN, PA 19464. OTHER BUSINESS INVOLVES MARKETING AND SELLING FIXED INSURANCE AND ANNUITY PRODUCTS. POSITION IS INSURANCE AGENT. HAS BEEN INSURANCE LICENSED SINCE 1980. APPROXIMATELY 2 HOURS/MONTH. NO TIME SPENT DURING TRADING HOURS. DUTIES INCLUDE SALES, MARKETING, AND SERVICING FIXED INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-05
S63	Uniform Securities Agent State Law Examination	1980-08-01

S65 Uniform Investment Adviser Law Examination

2021-10-05
S63 Uniform Securities Agent State Law Examination

1980-08-01

Other Names

Jim Goodhart

View on SEC IAPD