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737 North Michigan Avenue Suite 2120, Chicago, IL 60611 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2004-09-28 |
| IL | RA | APPROVED | 1998-01-12 |
Branch Locations
737 North Michigan Avenue Suite 2120, Chicago, IL 60611 • United States
Westlake Village, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cts Financial Planning, Inc. | Chicago | IL | 09/1981 | Present |
| Certified Insurance Consultants, Inc. | Chicago | IL | 01/1989 | 12/2020 |
| Certified Insurance Consultants, Inc. | Chicago | IL | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-27 |
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