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Thomas Pulliam Alston

Wells Fargo Clearing Services, LLC

Rocky Mount, NC

Greenville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-20
NC RA APPROVED 2001-12-31
  • TX RA
    APPROVED_RES
    Since 2026-08-20
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

80 Guardian Ct Ste 115, Rocky Mount, NC 27804 • United States

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rocky Mount NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rocky Mount NC 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-08
S63 Uniform Securities Agent State Law Examination 1980-08-01
  • S65 Uniform Investment Adviser Law Examination
    2005-06-08
  • S63 Uniform Securities Agent State Law Examination
    1980-08-01

View on SEC IAPD

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