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David Arthur Rioux

Rioux & Company, LLC

Burlington, CT

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Current Employers
Rioux & Company, Llc

Burlington, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-12-19
  • CT RA
    APPROVED
    Since 2012-12-19

Branch Locations

Burlington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rioux & Company, Llc Bristol CT 04/1996 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-11
S63 Uniform Securities Agent State Law Examination 1981-10-12
  • S65 Uniform Investment Adviser Law Examination
    1995-12-11
  • S63 Uniform Securities Agent State Law Examination
    1981-10-12
Other Names
  • David A Rioux

View on SEC IAPD

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