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Martin Brown

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Rapids, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-04-28
NC RA APPROVED 2007-12-20
  • MI RA
    APPROVED
    Since 2010-04-28
  • NC RA
    APPROVED
    Since 2007-12-20

Branch Locations

250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 07/1980 Present
Bank Of America,Na Grand Rapids MI 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-01
S63 Uniform Securities Agent State Law Examination 1986-04-18
  • S65 Uniform Investment Adviser Law Examination
    1996-10-01
  • S63 Uniform Securities Agent State Law Examination
    1986-04-18
Other Names
  • Martin Clark Brown

View on SEC IAPD

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