Peter Alan Gaines

Current Employers

Employment History

• 09/2006 → 10/2016
  Lincoln Financial Advisors
  Waltham, MA
• 10/2016 → Present
  Lpl Financial Llc
  Chatham, MA
• 10/2016 → Present
  Integrated Wealth Concepts Llc
  Chatham, MA

Previous Registrations

• 2006-09-29 → 2016-10-11
  Osaic Fa, Inc.
  Waltham, MA

Other Businesses

(1) 10/07/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 10/07/2016: Peter Gaines - Non-Variable Insurance - Investment Related - 300 Fifth Ave, 3rd floor, waltham, ma 02451 - Start 01/02/2009 - 6 Hr/Mo; 6 Hour(s) During Securities Trading; 5% Time Spent - Fixed, LTC, life, health&disability (3) 10/25/2016: Integrated Wealth Concepts - Registered Investment Advisor Hybrid - DBA: (Hybrid) Integrated Wealth Concepts - Investment Related - 300 Fifth Ave. 3rd Floor Waltham, MA 02451 - 100% Time Spent - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 11/01/2016: Integrated Wealth Concepts - Registered Investment Advisor DBA - DBA: (Hybrid) Integrated Financial Partners - Investment Related - 300 Fifth Ave. 3rd Floor Waltham, MA 02451 - 100% Time Spent. (5) 8/28/2017: Monomoy Yacht Club - Not Investment Related - 75 Bridge Street, Chatham, MA 02633 - Non-Profit Board Member - Co-auditor - Started 07/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading - 501 c(7) organization. (6) 9/25/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 09/01/2019 - 5 Hours Per Month/5 Hours During Securities Trading. (7) 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading (8) 08/22/2023 - Other - Municipal committee - Cemetery Commission - Not Investment Related - Chatham, MA - Start Date 6/23/2023 - 2 Hours Per Month/ 2 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-06-24

Designations

Other Names

• Peter A Gaines