Ralph Evans Harrison

Current Employers

Harrison Capital Management Llc

Minnetrista, MN • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2016-11-30

MN RA
APPROVED

Since 2016-11-30

Branch Locations

Minnetrista, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harrison Capital Management	Mound	MN	12/2001	Present
Wunderlich Securities	Mound	MN	12/2007	09/2016

12/2001 → Present

Harrison Capital Management

Mound, MN
12/2007 → 09/2016

Wunderlich Securities

Mound, MN

Previous Registrations

2014-01-27 → 2016-10-12

B. Riley Wealth Management

Memphis, TN

Minnetrista, MN

Hartville, OH

Mound, MN

Other Businesses

MOUND WESTONKA SCHOOL BOARD DISTRICT #277, SCHOOL BOARD MEMBER; PUBLIC SCHOOL ADMINISTRATION; NOT INVESTMENT RELATED; JANUARY 2011; NO FINANCIAL INVESTMENT ACTIVITY BUT IS COMPENSATED; 4 HOURS PER WEEK TO THIS ACTIVITY; ZERO HOURS DURING TRADING HOURS. Licensed Insurance Agent. Same office location as advisory services. Only several hours a month, possibly during trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-05-31

S63 Uniform Securities Agent State Law Examination

1991-05-31

View on SEC IAPD