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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-29
  • CA RA
    APPROVED
    Since 2024-07-29

Branch Locations

San Jose, CA • United States

333 W San Carlos St. Suite 1650, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Jose CA 11/2010 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 07/2024
Raymond James & Associates San Jose CA 07/2024 Present
  • 11/2010 → 11/2016
    Wells Fargo Advisors Llc
    San Jose, CA
  • 11/2016 → 07/2024
    San Jose, CA
  • 07/2024 → Present
    Raymond James & Associates
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-02
S63 Uniform Securities Agent State Law Examination 1983-06-14
  • S65 Uniform Investment Adviser Law Examination
    2007-08-02
  • S63 Uniform Securities Agent State Law Examination
    1983-06-14
Other Names
  • Terry Medley

View on SEC IAPD

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