Arthur Robert Fu

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05
CO	RA	APPROVED	2025-06-05
VA	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05
CO RA
APPROVED

Since 2025-06-05
VA RA
APPROVED

Since 2025-06-05

Branch Locations

400 Continental Blvd 6Th Flr Ste 6072, El Segundo, CA 90245 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Western International Securities, Inc.	Pasadena	CA	05/2008	06/2025
Lpl Financial Llc	El Segundo	CA	06/2025	Present

05/2008 → 06/2025

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

El Segundo, CA

Previous Registrations

2008-05-27 → 2025-06-05

Western International Securities, Inc.

Westlake Village, CA

El Segundo, CA
2006-01-27 → 2008-06-20

Financial West Group

El Segundo, CA

El Segundo, CA

Westlake Village, CA
2002-05-17 → 2006-02-08

Citigroup Global Markets Inc.

Torrance, CA

Torrance, CA
1997-07-08 → 2002-05-23

Prudential Equity Group, Llc

Rolling Hills Estates, CA

Other Businesses

1. 6/5/2025: Arthur R Fu Investments; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 1/17/2006; 160hrs/mo. during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-26
S63	Uniform Securities Agent State Law Examination	1982-11-06

S65 Uniform Investment Adviser Law Examination

1996-02-26
S63 Uniform Securities Agent State Law Examination

1982-11-06

Designations

Other Names

Arthur R. Fu

View on SEC IAPD