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David Churchill Stambaugh

Morgan Stanley

Los Angeles, CA

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-11
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Los Angeles CA 03/1980 Present
Morgan Stanley Smith Barney Los Angeles CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/1980 → Present
    Citigroup Global Markets Inc.
    Los Angeles, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Los Angeles, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-08
S63 Uniform Securities Agent State Law Examination 1980-06-30
  • S65 Uniform Investment Adviser Law Examination
    1995-08-08
  • S63 Uniform Securities Agent State Law Examination
    1980-06-30

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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