Best Investors Account Sign in
Inactive

Howard Paul Gerrin

Integrated Wealth Concepts LLC

Waltham, MA

Claim This Profile
Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-12-01
  • MA RA
    APPROVED
    Since 2016-12-01

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Waltham MA 02/2009 09/2016
Lpl Financial Llc Waltham MA 10/2016 Present
Integrated Wealth Concepts, Llc Waltham MA 10/2016 Present
  • 02/2009 → 09/2016
    Lincoln Financial Advisors
    Waltham, MA
  • 10/2016 → Present
    Lpl Financial Llc
    Waltham, MA
  • 10/2016 → Present
    Waltham, MA
Previous Registrations
  • 2009-03-02 → 2016-10-21
    Osaic Fa, Inc.
    Waltham, MA
    Fort Wayne, IN
    Waltham, MA
  • 2005-05-03 → 2009-05-29
    Osaic Fs, Inc.
    Waltham, MA
    Newton, MA
  • 1998-04-03 → 2005-03-31
    1717 Capital Management Company
    Newton, MA
Other Businesses

(1) 10/07/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 10/07/2016: No Business Name - Non-Variable Insurance - Investment Related - 300 Fifth Ave, 3rd floor Waltham, MA 02451 - Start 03/01/2009 - 6 Hr/Mo; 6 Hour(s) During Securities Trading; 5% Time Spent - Fixed, LTC, Life, Health&Disability (3) 10/25/2016: Integrated Wealth Concepts - Registered Investment Advisor Hybrid - DBA: (Hybrid) Integrated Wealth Concepts - Investment Related - 300 Fifth Ave. 3rd Floor Waltham, MA 02451 - 100% Time Spent - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 11/01/2016: Integrated Wealth Concepts - Registered Investment Advisor DBA - DBA: (Hybrid) Integrated Financial Partners - Investment Related - 300 Fifth Ave. 3rd Floor Waltham, MA 02451 - 100% Time Spent (5) 9/25/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/01/2019 - 5 Hours Per Month During Securities Trading. (6) 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2021 - 1 Hour Per Month During Securities Trading. (7) 8/10/2021 - Integrated Wealth Concepts - DBA: (Hybrid) The Salkins Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/01/2021 - 80 Hours Per Month/80 Hours During Securities Trading. (8) 8/24/2021 - The Salkins Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2021 - 80 Hours Per Month/80 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-02-28
  • S63 Uniform Securities Agent State Law Examination
    1984-02-28
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Waltham, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor