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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-02
KS RA APPROVED 2006-10-07
  • TX RA
    APPROVED
    Since 2012-10-02
  • KS RA
    APPROVED
    Since 2006-10-07

Branch Locations

1703 Landon St Ste A, Hutchinson, KS 67502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hutchinson KS 06/2006 03/2020
Ameriprise Financial Services, Llc Hutchinson KS 03/2020 Present
Other Businesses

Board of Directors; Tin Lizzie Shrine Unit; Secretary; 304 E. 82nd Ave, , Hutchinson, KS, 67502; Not Investment-Related; 01/09/2023; 1 to 9 hours per month; 0 during trading hours / Reno County Shrine Club; Chaplain; 304 East 82nd Avenue, , Hutchinson, KS, 67502; Not Investment-Related; 02/17/2026; 1 to 9 hours per month; 0 during trading hours / Ducks Unlimited Board of Directors; Regional Vice President; On Waterfowl way, , Memphis , TN, 38120; Not Investment-Related; 05/29/2026; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-02
  • S66 Uniform Combined State Law Examination
    2006-10-02

View on SEC IAPD

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