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Sean Bradford

Speiro Investments, LLC

Lakeside, CA

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Current Employers
Speiro Investments, Llc

Lakeside, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-01
  • CA RA
    APPROVED
    Since 2026-01-01

Branch Locations

Lakeside, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Speiro Investments, Llc El Cajon CA 05/2014 Present
Previous Registrations
  • 2011-08-15 → 2014-07-07
    Prime Capital Equities Llc
    San Diego, CA
    San Diego, CA
  • 2008-09-10 → 2011-07-06
    Td Ameritrade, Inc.
    San Diego, CA
  • 2008-09-10 → 2011-07-06
    Td Ameritrade Investment Management, Llc
    San Diego, CA
  • 2007-09-17 → 2008-09-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
    San Diego, CA
  • 2007-04-02 → 2007-08-20
    Morgan Stanley & Co. Llc
    San Diego, CA
  • 2006-09-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-15
  • S66 Uniform Combined State Law Examination
    2006-09-15
Other Names
  • Sean Michael Bradford
  • Sean Bradford
  • Sean M Bradford

View on SEC IAPD

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