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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-09-25 |
| AZ | RA | APPROVED | 2017-09-19 |
| WY | RA | APPROVED | 2017-07-25 |
| SD | RA | APPROVED | 2016-05-20 |
| NE | RA | APPROVED | 2014-07-14 |
| CO | RA | APPROVED | 2014-06-26 |
Branch Locations
5701 W. 20Th Street Suite 100, Greeley, CO 80634 • United States
6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securties | Greeley | CO | 08/2014 | Present |
| Guardian Life Ins | Greeley | CO | 08/2014 | Present |
1. Insurance Sales-The sell of insurance products that are needed by clients, Start: 01/15/2007, Address: 6801 W. 20th Street Suite 212 Greeley, Colorado 80634, 1 non bus hr per month, Investment related, 2. Farming-Farm is leased to tenant who farms and pays 1/3 of crop proceeds to TOC,. Start: 01/08/1957, Address: 2480 Coronado Ct Sidney, Nebr. 69162, 0 hrs per month, Investment related, 3. Insurance sales- Brokerage Clearing House- Brokerage Clearing House offers other insurance company contracts and will be used if the client requests the company or the company offers a better option for client, Start: 08/19/2016, Address: 5701 West 20th Street Suite 100 Greeley Co. 80634, 3 bus hrs per month, Investment related, 4. OC Sports LLC-This L.L.C. owns the property and facilities that my health club rents for operation. Start: 06/01/2001, Address: 5699-5701 West 20th Street Greeley, CO 80634 1 non bus hr per month, Not investment related, >10% annual compensation, 5) Health club and Tennis club / Club West & OC Sports -own 100 percent of OC Sports LLC and Club West Inc,((dba Work Out West) Start: 01/01/2001, Address: 5701 West 20th Street Greeley, Colo 80634, 15 total hours per month; 15 during securities trading hours, Not investment related, More than 10% annual compensation, 6) Capital Financial Strategies Group, LLC, Start: 1/1/2007, Address: 4660 W. 21st Street Circle Greeley, CO 80634, 1 total hour per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 7) Dull Knife Horizon, LLC, Start: 12/15/2025, Nature: LLC was established to eventually hold a rental property, Address: 2 Horizon Court Lusk Wyoming 82225, Duties: Owner/Manager, 2 total hours per month; 2 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-26 |
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