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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-09-25
AZ RA APPROVED 2017-09-19
WY RA APPROVED 2017-07-25
SD RA APPROVED 2016-05-20
NE RA APPROVED 2014-07-14
CO RA APPROVED 2014-06-26
  • IA RA
    APPROVED
    Since 2024-09-25
  • AZ RA
    APPROVED
    Since 2017-09-19
  • WY RA
    APPROVED
    Since 2017-07-25
  • SD RA
    APPROVED
    Since 2016-05-20
  • NE RA
    APPROVED
    Since 2014-07-14
  • CO RA
    APPROVED
    Since 2014-06-26

Branch Locations

5701 W. 20Th Street Suite 100, Greeley, CO 80634 • United States

6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securties Greeley CO 08/2014 Present
Guardian Life Ins Greeley CO 08/2014 Present
  • 08/2014 → Present
    Park Avenue Securties
    Greeley, CO
  • 08/2014 → Present
    Guardian Life Ins
    Greeley, CO
Previous Registrations
  • 2007-02-20 → 2012-06-29
    Greeley, CO
    Fort Collins, CO
    Windsor, CO
    New York, NY
    Fort Collins, CO
  • 2005-01-19 → 2007-01-19
    Scottsbulff, NE
    Sidney, NE
    Loveland, CO
    Kimball, NE
    Douglas, WY
    Billings, MT
    Torrington, WY
    Pocatello, ID
    Longmont, CO
    Rupert, ID
    Cheyenne, WY
    Laramie, WY
    Shoshone, ID
    Greeley, CO
    Greeley, CO
    Lewistown, MT
    Loveland, CO
    Cheyenne, WY
    Haxtun, CO
    Sterling, CO
    Fort Collins, CO
    Afton, WY
    Windsor, CO
Other Businesses

1. Insurance Sales-The sell of insurance products that are needed by clients, Start: 01/15/2007, Address: 6801 W. 20th Street Suite 212 Greeley, Colorado 80634, 1 non bus hr per month, Investment related, 2. Farming-Farm is leased to tenant who farms and pays 1/3 of crop proceeds to TOC,. Start: 01/08/1957, Address: 2480 Coronado Ct Sidney, Nebr. 69162, 0 hrs per month, Investment related, 3. Insurance sales- Brokerage Clearing House- Brokerage Clearing House offers other insurance company contracts and will be used if the client requests the company or the company offers a better option for client, Start: 08/19/2016, Address: 5701 West 20th Street Suite 100 Greeley Co. 80634, 3 bus hrs per month, Investment related, 4. OC Sports LLC-This L.L.C. owns the property and facilities that my health club rents for operation. Start: 06/01/2001, Address: 5699-5701 West 20th Street Greeley, CO 80634 1 non bus hr per month, Not investment related, >10% annual compensation, 5) Health club and Tennis club / Club West & OC Sports -own 100 percent of OC Sports LLC and Club West Inc,((dba Work Out West) Start: 01/01/2001, Address: 5701 West 20th Street Greeley, Colo 80634, 15 total hours per month; 15 during securities trading hours, Not investment related, More than 10% annual compensation, 6) Capital Financial Strategies Group, LLC, Start: 1/1/2007, Address: 4660 W. 21st Street Circle Greeley, CO 80634, 1 total hour per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 7) Dull Knife Horizon, LLC, Start: 12/15/2025, Nature: LLC was established to eventually hold a rental property, Address: 2 Horizon Court Lusk Wyoming 82225, Duties: Owner/Manager, 2 total hours per month; 2 during securities trading hours, Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-04
S63 Uniform Securities Agent State Law Examination 1996-01-26
  • S66 Uniform Combined State Law Examination
    2005-01-04
  • S63 Uniform Securities Agent State Law Examination
    1996-01-26
Other Names
  • Jeffery James Oconnell
  • Jeffery J Oconnell

View on SEC IAPD

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