Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-06 |
| TX | RA | APPROVED_RES | 2002-09-23 |
| FL | RA | APPROVED | 1986-09-10 |
Branch Locations
311 Park Place Boulevard Suite 650, Clearwater, FL 33759 • United States
Cudjoe Key, FL • United States
Mars Hill, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Clearwater | FL | 01/1980 | Present |
NO RULES OFFSHORE ADVENTURES. PALM HARBOR, FL 34683. NOT INVESTMENT RELATED. BUSINESS - A CHARTER SPORT FISHING ENTERPRISE. TITLE - SECRETARY/TREASURER. START DATE - 12/21/2005.20 HRS/MONTHS. DUTIES - CHARTER CAPTAIN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-09 |
Reach out to this advisor