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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-02 |
| TX | RA | APPROVED_RES | 1993-08-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Rapids | MI | 04/1980 | Present |
| Bank Of America, N.A. | Grand Rapids | MI | 12/2009 | Present |
I*87763 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YES YES COFFEE! INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: SHERMAN OAKS, CALIFORNIA 91403 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OTHER, THIS IS SON AND DAUGHTER IN LAW'S BUSINESS - I HAV START DATE OF RELATIONSHIP: 6/6/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THIS IS SON AND DAUGHTER IN LAW'S BUSINESS - I HAVE POA ON ALL OF MY FAMILY ACCOUNTS - HOWEVER POA IS NOT AN OPTION ON WCMAS AND THE ONLY WAY TO DO THIS IT TO BE ADDED AS AUTHORIZED TRADER ON THE ACCOUNT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1980-04-24 |
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