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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| FL | RA | APPROVED | 2019-11-06 |
| MN | RA | APPROVED | 2018-08-14 |
Branch Locations
7900 International Drive Suite 405, Bloomington, MN 55425 • United States
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
4850 Tamiami Trail North Suite 301, Naples, FL 34103 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Star Consultants, Inc. | Bloomington | MN | 03/1977 | 08/2018 |
| Integrated Equity Management, Inc. | Bloomington | MN | 01/1986 | Present |
| Securian Financial Services, Inc. | Minneapolis | MN | 06/1992 | 08/2018 |
| C.R.I. Securities, Inc. | Bloomington | MN | 06/1992 | 08/2018 |
| Minnesota Life Insurance Company | St Paul | MN | 04/1977 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 08/2018 | Present |
1. Fixed insurance sales; as of 06/15/2018; Approximately 20% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Co-Owner, Integrated Equity Management, Inc., a private entity established to facilitate Securities, advisory, and insurance Business; as of 06/15/2018; Approximately 100% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Owner, IEM Insurance 2, LLC; a private entity involved in holding term life insurance policies; as of 06/02/2020; 1% of time spent during business hours; Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-15 |
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