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John Charles Gall

Rbc Capital Markets, LLC

Lake Oswego, OR

Lake Oswego, OR

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-08
OR RA APPROVED 2002-05-06
  • TX RA
    APPROVED_RES
    Since 2010-02-08
  • OR RA
    APPROVED
    Since 2002-05-06

Branch Locations

4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Portland OR 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-09
S63 Uniform Securities Agent State Law Examination 1980-04-25
  • S65 Uniform Investment Adviser Law Examination
    1993-12-09
  • S63 Uniform Securities Agent State Law Examination
    1980-04-25

View on SEC IAPD

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Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
PACIFIC RIDGE CAPITAL PARTNERS, LLC · LAKE OSWEGO, OR

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