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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-04-22
TX RA APPROVED_RES 2017-06-06
FL RA APPROVED 2012-01-24
  • GA RA
    APPROVED
    Since 2021-04-22
  • TX RA
    APPROVED_RES
    Since 2017-06-06
  • FL RA
    APPROVED
    Since 2012-01-24

Branch Locations

6340 Sugarloaf Parkway Suite 130, Duluth, GA 30097 • United States

3001 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Palm Beach Gardens FL 01/2012 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-06-22
  • S63 Uniform Securities Agent State Law Examination
    1981-06-22
Designations

View on SEC IAPD

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