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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-12-07 |
| TX | RA | APPROVED | 2020-12-04 |
| GA | RA | APPROVED | 2004-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 11/1979 | Present |
| Bank Of America, Na | Atlanta | GA | 09/2009 | Present |
I*1161252 For profit or not for profit: Entity Charitable Name of outside business organization: Peachtree Presbyterian Church Finance Committee Investment related: N Address of business: Atlanta, Georgia, 30305 Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Endowment committee","Finance committee"]] Start date of relationship: 2/1/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Church Finance Committee member and Endowment Committee Advisory and guidance only. No financial authority individually nor access to any finances or funds
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1980-03-27 |
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