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Richard Lynn Phillips

Phillips Financial

Fort Wayne, IN

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Current Employers
Phillips Financial

6920 Pointe Inverness Way Suite 230, Fort Wayne, IN 46804 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2004-08-10
  • IN RA
    APPROVED
    Since 2004-08-10

Branch Locations

6920 Pointe Inverness Way Suite 230, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Phillips Financial Services, Inc. Fort Wayne IN 10/1981 Present
Phillips Benefits Advisors, Llc Fort Wayne IN 04/2004 Present
Phillips Financial Management, Llc Fort Wayne IN 07/2004 Present
  • 10/1981 → Present
    Phillips Financial Services, Inc.
    Fort Wayne, IN
  • 04/2004 → Present
    Phillips Benefits Advisors, Llc
    Fort Wayne, IN
  • 07/2004 → Present
    Phillips Financial Management, Llc
    Fort Wayne, IN
Previous Registrations
  • 2004-07-06 → 2004-09-30
    Cambridge Investment Research, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
  • 1998-12-01 → 2004-07-09
    Osaic Fa, Inc.
    Ft. Wayne, IN
Other Businesses

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-05-07
  • S63 Uniform Securities Agent State Law Examination
    1984-05-07
Designations
Other Names
  • Scooter Phillips
  • Rick Phillips
  • Richard L Phillips

View on SEC IAPD

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DAVID MICHAEL MEYER
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KEVIN THOMAS NOLL

Other Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · FORT WAYNE, IN
LPL FINANCIAL LLC · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · Fort Wayne, IN
TRADEWELL TAX & FINANCIAL · FORT WAYNE, IN
WELLS FARGO CLEARING SERVICES, LLC · FORT WAYNE, IN

More in Fort Wayne, IN

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