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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2022-01-04 |
| WI | RA | APPROVED | 2022-01-04 |
| WA | RA | APPROVED | 2020-11-18 |
Branch Locations
915 118Th Ave Se Ste 310, Bellevue, WA 98005 • United States
Mercer Island, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 07/1979 | 11/2018 |
| Royal Alliance Associates, Inc. | Mercer Island | WA | 11/2018 | 11/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 11/2020 | Present |
Business Ownership; Salerno & Associates, LLC; Owner; This entity accepts renewal commissions from my prior firm; 8210 SE 66th St, , Mercer Island, WA, 98040; Not Investment-Related; 12/05/1997; 0 hours per month; 0 during trading hours. Board of Directors; Parkwest Architectural Control Committee; Co-President; 8210 SE 66th St, , Mercer Island, WA, 98040; Not Investment-Related; 06/01/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-12 |
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