Philip Edward Harriman

Current Employers

Valmark Advisers, Inc.

130 Springside Drive Suite 300, Akron, OH 44333 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2019-05-17
FL	RA	APPROVED	2017-11-13
IL	RA	APPROVED	2017-01-04
MT	RA	APPROVED	2016-03-01
NH	RA	APPROVED	2015-03-13
MA	RA	APPROVED	2014-07-15
CA	RA	APPROVED	2006-06-12
ME	RA	APPROVED	2003-06-20

CT RA
APPROVED

Since 2019-05-17
FL RA
APPROVED

Since 2017-11-13
IL RA
APPROVED

Since 2017-01-04
MT RA
APPROVED

Since 2016-03-01
NH RA
APPROVED

Since 2015-03-13
MA RA
APPROVED

Since 2014-07-15
CA RA
APPROVED

Since 2006-06-12
ME RA
APPROVED

Since 2003-06-20

Branch Locations

366 Us Route One, Falmouth, ME 04105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Portland	ME	05/1977	Present
Lebel & Harriman Of Me	Portland	ME	05/1978	Present
New England Life	Bedford	NH	05/1978	Present
Valmark Securities, Inc.	Beachwood	OH	09/2001	Present
Valmark Advisers	Beachwood	OH	06/2003	Present

05/1977 → Present

Self-Employed

Portland, ME
05/1978 → Present

Lebel & Harriman Of Me

Portland, ME
05/1978 → Present

New England Life

Bedford, NH
09/2001 → Present

Valmark Securities, Inc.

Beachwood, OH
06/2003 → Present

Valmark Advisers

Beachwood, OH

Other Businesses

1) INSURANCE CONSULTING FEES// 2) DIRECTOR/TRUSTEE OF HUSSON UNIVERSITY; ALL OF THIS IS NOT PAID NOR INVESTMENT-RELATED BUSINESS// 3) INSURANCE COMMISSIONS/TRAILS// 4) ON A LIMITED BASIS I HAVE PROVIDED CONSULTING ON VARIABLE LIFE INSURANCE FOCUSING ON THE INSURANCE MECHANIC AND MINIMALLY ON INVESTMENT PERFORMANCE// 5) L&H REALTY-REAL ESTATE FOR BUILDING// 6) Pack Edge, Inc., 340 Presumpscot St., Portland, ME 04103, Packaging Provider, Board of Director, Quarterly board meetings to set policy strategy & budget, Not Investment Related, 2/1/2020 Start Date, 1-5 hrs. per month, Yes is client, Owner has acquired life insurance and Lebel & Harriman manages the Pack Edge 401(k) Plan, Compensation is paid per meeting attended/ 7) 04/2/2012 LIFE INSURANCE CONSULTING, CONSULTANT 20 HRS.PER MONTH. REVIEW & OPINE FOR LAWYER AS EXPERT WITNESS ON HIS CLIENT'S LIFE INSURANCE POLICIES IN 2000. BILLABLE HOURS.// 8) RADIO SHOW- PORTLAND RADIO GROUP- 560WGAN, WESTERN AVE, SO. PORTLAND, ME 04106, INSIDE MAINE W/ PHIL HARRIMAN,3 HRS PER MONTH, NON-INVESTMENT RELATED, COMPENSATION $50.00 FOR SATURDAY SHOWS.// 9) MECT, LLC, Member, Rental residential real estate, not investment related, 50% owner, 1-5 hours per month, compensation is 50% of lease revenues over expenses.// 10) Bickford Trans; Westcustogo Point Rd, Yarmouth, ME 04096; Real Estate & Antique Truck Collection; Director; NOT Investment Related; Start date 9/1/2022; Approximately 1-5 hrs. per month; No compensation.// 11) Family Trust Co-Trustee; Scarbrough, ME; start 11/2022; Oversee trust operations along with surviving spouse. Investment of trust assets are with an unrelated third party; investment related; compensation: Reasonable fees and expense reimbursement./ 12) Lebel & Harriman, LLP; 66 U.S. Route One, Falmouth, ME 04105; Employee; Delivering financial services to individuals and businesses; YES Investment Related; Start Date 1978; Approximately 40+ hrs. per month; I receive a percentage of the revenues my work generates.// 13) WMTW Hearst Co.; 4 Ledgeview Dr., Westbrook, ME 04092; Ind Contractor, Political analysis of state and national news; NOT Investment Related; Start Date 01/20/2024; Approximately 1-5 hrs. per month; $250.00 per appearance.//

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-12-28

S63 Uniform Securities Agent State Law Examination

2002-12-28

Designations

View on SEC IAPD