Andrew Benjamin Basch

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Los Angeles, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2003-03-28 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Los Angeles, CA
• 2003-01-03 → 2003-04-01
  Oppenheimer & Co. Inc.
  Los Angeles , CA
• 1997-08-02 → 2003-01-03
  Cibc World Markets Corp.
  Los Angeles, CA

Other Businesses

1. NYSE FINRA; ARBITRATOR; NOT INVESTMENT RELATED; NO SPECIFIC HOURS DEVOTED. MAY BE CALLED TO SERVE ON ARBITRATON PANEL AS REQUIRED BY FINRA. 2. Bancor Protocol; Not Investment related; Charity / Private Foundation; Member of Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); Jun 2017; During business hours: 0; After business hours: 0; Consult and assist in appropriate strategies for development of its technology. *396686 - Trust; Investment related Yes; Executor/Co-Executor (Active), Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent);Jan 1991; During business hours: 0; After business hours: 1; *400091 - Trust; Investment related Yes; Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent); Jun 2002; During business hours: 0; After business hours: 0; * 419058 - UCLA; Investment related No; Los Angeles, CA; Public Schools; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); Jan 2021; During business hours: 0; After business hours: 1; Advocate for OCLA Psychology Dept *607455-  13001 Montana Ave LLC; Investment related-Yes; Hidden Hills, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 2; After business hours: 0; Owner Manager of the LLC *607456-  21 Privateer St LLC; Investment related-Yes; Hidden Hills, California; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 2; After business hours: 0; Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-06
• S63 Uniform Securities Agent State Law Examination
  1980-03-22