Robert A Cooke Sr.

Current Employers

Broxton Capital Advisors

151 Calle De San Francisco Suite 200, Old San Juan, PR 00901-1659 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-08

CA RA
APPROVED

Since 2025-12-08

Branch Locations

Memphis, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Broxton Capital Advisors	Los Angeles	CA	10/2010	Present
Hudson Cooper Asset Management, Inc.	Los Angeles	CA	10/2011	Present

10/2010 → Present

Broxton Capital Advisors

Los Angeles, CA
10/2011 → Present

Hudson Cooper Asset Management, Inc.

Los Angeles, CA

Previous Registrations

2012-01-26 → 2022-01-01

Hudson Cooper Asset Management, Inc.

Los Angeles, CA
2015-02-19 → 2017-05-16

Broxton Capital Advisors

Old San Juan, PR
2012-04-20 → 2012-06-04

Broxton Capital Advisors

Old San Juan, PR
2008-04-15 → 2012-04-02

Broxton Capital Advisors

Old San Juan, PR
2006-03-27 → 2007-05-01

Western International Securities, Inc.

Los Angeles, CA
2000-03-02 → 2006-04-11

Ubs Financial Services Inc.

Century City, CA

Other Businesses

DOOZY CARDS, LLC NON-INVESTMENT, 5225 W 2ND ST.LOS ANGELES, CA 90004 5-7 HRS PER WEEK. BROXTON CAPITAL ADVISORS 2-3 HRS PER WEEK DURING TRADING HOURS, HUDSON COOPER ASSET MGMT, INC. 4-6 HOURS/DAY DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-28
S63	Uniform Securities Agent State Law Examination	1984-04-25

S65 Uniform Investment Adviser Law Examination

2007-09-28
S63 Uniform Securities Agent State Law Examination

1984-04-25

Other Names

Robert Allen Cooke
Robert A Cooke
Bob A Cooke

View on SEC IAPD