Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-01-16
CA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • WA RA
    APPROVED
    Since 2025-01-16
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

23133 Hawthorne Blvd Ste 305, Torrance, CA 90505 • United States

25500 Hawthorne Blvd Ste 1140, Torrance, CA 90505 • United States

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Advisor Networks Llc El Segundo CA 09/2012 06/2023
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 09/2012 → 06/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-16
S63 Uniform Securities Agent State Law Examination 1986-11-18
  • S65 Uniform Investment Adviser Law Examination
    2024-12-16
  • S63 Uniform Securities Agent State Law Examination
    1986-11-18

View on SEC IAPD

More in Torrance, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor