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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-30
FL RA APPROVED 2020-11-02
TX RA APPROVED 2020-10-30
  • NC RA
    APPROVED
    Since 2023-05-30
  • FL RA
    APPROVED
    Since 2020-11-02
  • TX RA
    APPROVED
    Since 2020-10-30

Branch Locations

8950 Sw 74 Court Suite 2005, Miami, FL 33156 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 08/2015 10/2020
Janney Montgomery Scott Llc Miami FL 10/2020 Present
Previous Registrations
  • 2015-08-17 → 2020-11-03
    Coral Gables, FL
    Tampa, FL
  • 2011-12-13 → 2015-08-17
    Jhs Capital Advisors, Llc
    Tampa, FL
    Miami, FL
    Tampa, FL
  • 2007-03-22 → 2011-12-09
    Young, Stovall And Company
    Miami, FL
    Miami, FL
    Miami, FL
Other Businesses

Boxing Commission, Coral Gables, FL; Nature: Professional Boxing; Title/Position: Boxing Judge; Start: Aug 2015; 0-9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-17
S63 Uniform Securities Agent State Law Examination 1988-04-06
  • S66 Uniform Combined State Law Examination
    2007-03-17
  • S63 Uniform Securities Agent State Law Examination
    1988-04-06
Other Names
  • Roark Young

View on SEC IAPD

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