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Mary Ann Middleton Ferreira

The Ensemble Team

Seattle, WA

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Current Employers
The Ensemble Team

450 Alaskan Way S Suite 200, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-10-14
  • WA RA
    APPROVED
    Since 2025-10-14

Branch Locations

450 Alaskan Way S Suite 200, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Appropriate Balance Bellevue WA 10/2001 03/2018
Private Client Services Llc Louisville KY 01/2014 12/2016
Viridian Ria, Llc Seattle WA 09/2017 06/2021
Financial Engines Advisors L.L.C. Santa Clara CA 06/2021 05/2023
Ensemble Team, Llc Dba The Ensemble Team Seattle WA 07/2024 Present
Retirement Renton WA 05/2023 07/2024
  • 10/2001 → 03/2018
    Appropriate Balance
    Bellevue, WA
  • 01/2014 → 12/2016
    Private Client Services Llc
    Louisville, KY
  • 09/2017 → 06/2021
    Viridian Ria, Llc
    Seattle, WA
  • 06/2021 → 05/2023
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 07/2024 → Present
    Ensemble Team, Llc Dba The Ensemble Team
    Seattle, WA
  • 05/2023 → 07/2024
    Retirement
    Renton, WA
Previous Registrations
  • 2024-07-23 → 2025-07-01
    Seattle, WA
    Renton, WA
  • 2022-03-25 → 2023-06-06
    Bothell, WA
  • 2017-09-05 → 2022-05-06
    Viridian Ria, Llc
    Bellevue, WA
    Bothell, WA
  • 2003-05-20 → 2018-02-22
    Appropriate Balance Financial Services Inc
    Bellevue, WA
Other Businesses

1)Seattle Wheelchair Rugby Association; INVESTMENT RELATED: No; ADDRESS: 3760 SW LAKE HELENA RD., Port Orchard, WA 98367; NATURE: This organization is a nonprofit that hosts the Seattle Slam Wheelchair Rugby team.; POSITION: Director/Secretary; START DATE: 10/15/2010; NUMBER OF HOURS/MONTH: 02 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Take minutes at Board meetings. 2)Beyond Disabilities; INVESTMENT RELATED: No; ADDRESS: 556 Pasco Place NE, Renton, WA 98059; NATURE: Nonprofit that spreads disability awareness.; POSITION: Director; START DATE: 11/18/2011; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Take minutes at Board meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-14
  • S66 Uniform Combined State Law Examination
    2003-05-14
Designations
Other Names
  • Ferreira Hills
  • Mary Ann Middleton
  • Mary Ann Hills
  • Mary Ann Elizabeth Middleton
  • Maryann Elizabeth Hills
  • Maryann E Middleton
  • Mary Ann Middleton Ferreira

View on SEC IAPD

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