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450 Alaskan Way S Suite 200, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-10-14 |
Branch Locations
450 Alaskan Way S Suite 200, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Appropriate Balance | Bellevue | WA | 10/2001 | 03/2018 |
| Private Client Services Llc | Louisville | KY | 01/2014 | 12/2016 |
| Viridian Ria, Llc | Seattle | WA | 09/2017 | 06/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 06/2021 | 05/2023 |
| Ensemble Team, Llc Dba The Ensemble Team | Seattle | WA | 07/2024 | Present |
| Retirement | Renton | WA | 05/2023 | 07/2024 |
1)Seattle Wheelchair Rugby Association; INVESTMENT RELATED: No; ADDRESS: 3760 SW LAKE HELENA RD., Port Orchard, WA 98367; NATURE: This organization is a nonprofit that hosts the Seattle Slam Wheelchair Rugby team.; POSITION: Director/Secretary; START DATE: 10/15/2010; NUMBER OF HOURS/MONTH: 02 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Take minutes at Board meetings. 2)Beyond Disabilities; INVESTMENT RELATED: No; ADDRESS: 556 Pasco Place NE, Renton, WA 98059; NATURE: Nonprofit that spreads disability awareness.; POSITION: Director; START DATE: 11/18/2011; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Take minutes at Board meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-14 |
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