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Roger Elliott Hare

LPl Financial LLC

Marcellus, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-03
  • NY RA
    APPROVED
    Since 2023-01-03

Branch Locations

Marcellus, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Holbrook NY 11/2015 01/2023
Lpl Financial Llc Marcellus NY 01/2023 Present
  • 11/2015 → 01/2023
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 01/2023 → Present
    Lpl Financial Llc
    Marcellus, NY
Previous Registrations
Other Businesses

1- 09/2015 / Hare & Associates Financial Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / MARCELLUS, NY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-23
S63 Uniform Securities Agent State Law Examination 1991-12-13
  • S65 Uniform Investment Adviser Law Examination
    1992-11-23
  • S63 Uniform Securities Agent State Law Examination
    1991-12-13

View on SEC IAPD

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