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Christopher Gilman

Wells Fargo Clearing Services, LLC

Mckinney, TX

Fort Worth, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-08
  • TX RA
    APPROVED
    Since 2024-07-08

Branch Locations

2851 S Ridge Rd, Mckinney, TX 75072 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 08/2014 06/2021
Jpmorgan Chase Bank Na Dallas TX 08/2014 06/2021
Ubs Financial Services Inc Plano TX 06/2021 07/2024
Wells Fargo Clearing Services, Llc Dallas TX 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-31
S63 Uniform Securities Agent State Law Examination 2006-09-26
  • S65 Uniform Investment Adviser Law Examination
    2021-05-31
  • S63 Uniform Securities Agent State Law Examination
    2006-09-26
Other Names
  • Christopher Matthew Gilman

View on SEC IAPD

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