Thomas Joseph Nervegna

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  Tarrytown, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1993-02-12 → 2003-01-28
  Nathan & Lewis Securities, Inc.
  Hartsdale, NY

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 06/1976, <1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE; 2. THOMAS J. NERVEGNA, NOT INVESTMENT RELATED, SAME AS REGISTERED HOME ADDRESS, RESIDENTIAL REAL ESTATE, START 1977, 0HRS/WK (NON-TRADING HOURS), BROKER IN NY, SALESPERSON IN NJ, NOT ACTIVE ~1 SALE EVERY 5-6 YEARS; 3. FREE AND ACCEPTED FREE MASONS, NOT INVESTMENT RELATED, MAIN STREET, SPARKILL, NY, FRATERNITY, START 2006, 3RS/WK (NON-TRADING HOURS), PAST MASTER, DIRECTOR OF BROTHERHOOD FUND; 4. AMWAY, NOT INVESTMENT RELATED, SAME AS REGISTERED HOME ADDRESS, MULTI-LEVEL MARKETING, GEARED PRIMARILY, THOUGH NOT EXCLUSIVELY, TO AID THE UNDERPRIVILEGED TO DEVELOP AND SUSTAIN AN INCOME, START 11/04/2013, 3-4 HRS/WK (NON-TRADING HOURS), DISTRIBUTOR, LEADER OF GROUP OR "DOWN-LINE". RECRUIT & AID OTHERS TO DEVELOP & INCREASE THEIR INCOME. NO SECURITIES CLIENTS.; 5.NAME OF OTHER BUSINESS: STONEYPOINT-WAWAYANDA MASONIC LODGE #313 INVESTMENT RELATED: NO ADDRESS: 601 MAIN ST SPONKILL, NY 10976 NATURE OF BUSINESS: FRATERNAL ORGANIZATION START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF TRADING HOURS PER WEEK: 3 POSITION/TITLE/RELATIONSHIP: SECRETARY BRIEF DESCRIPTION OF DUTIES: RECORD MEETINGS, KEEP NON-FINANCIAL RECORDS 6. NAME OF OTHER BUSINESS: GOSHEN MASONIC LODGE #365 ; INVESTMENT RELATED: NO ; ADDRESS: 233 MAIN ST, GOSHEN NY 10924 ; NATURE OF BUSINESS: FRATERNAL SOCIETY ; START DATE: 09/2019 ; POSITION/TITLE/RELATIONSHIP: SECRETARY ; APX NUMBER OF HOURS PER WEEK: 2- 3; APX NUMBER OF HOURS DURING TRADING HOURS: 2- 3; BRIEF DESCRIPTION OF DUTIES: RECORD MEETINGS, KEEP NON-FINANCIAL RECORDS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-20
• S63 Uniform Securities Agent State Law Examination
  1995-08-10