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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2016-08-01
TX RA APPROVED 2016-08-01
  • OR RA
    APPROVED
    Since 2016-08-01
  • TX RA
    APPROVED
    Since 2016-08-01

Branch Locations

4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Lake Oswego OR 03/2008 Present
City National Bank Lake Oswego OR 10/2018 Present
Other Businesses

1000 FRIENDS OF OREGON 534 SW 3RD PORTLAND, OR 97204 NON PROFIT ORGANIZATION FOR LAND USE/ENVIROMENT. START 1/07 AND HAS NO END DATE. WILL BE REVIEWING INVESTMENT PORTFOLIO/ENDOWMENT MANAGED BY THE ORGANIZATION FOR ITS PERFORMANCE. MEETS QUARTERLY FOR 1-1.5 HRS, 0 HRS DURING TRADING. NAME OF BUSINESS: JANUS YOUTH PROGRAM 707 NE COUCH PROTLAND OR 97232, BUSINESS DESCRIPTION: NON PROFIT, START DATE: 05/01/96, NO END DATE GIVEN, CAPACITY: BOARD OF DIRECTORS, DUTIES: BOARD OF DIRECTORS CHAIR-ADVANCEMENT COMMITTEE,TIME DEVOTED TO THIS ACTIVITY PER WEEK: 5 TIME DEVOTED TO THIS ACITIVITY PER WEEK DURING SECURITY HOURS: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-01
S63 Uniform Securities Agent State Law Examination 1983-02-08
  • S66 Uniform Combined State Law Examination
    2016-08-01
  • S63 Uniform Securities Agent State Law Examination
    1983-02-08
Other Names
  • Devon Michelle Griffiths
  • Devon Michelle Shelly
  • Devon M Griffiths
  • Shelly Mcfarland

View on SEC IAPD

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