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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-06-15
  • PA RA
    APPROVED
    Since 2009-06-15

Branch Locations

225 Grandview Ave Ste 201, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Life/Nelesco Harrisburg PA 05/1977 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 05/1992 Present
Northwestern Mutual Investment Services, Llc Harrisburg PA 05/1992 Present
Northwestern Mutual Investment Services, Llc Harrisburg PA 06/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2010 Present
Other Businesses

NON-NM PORTFOLIO INSURANCE SALES. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. PRESIDENT, HOVERTER FOUNDATION , 320 MARKET ST, HARRISBURG, , PENNSYLVANIA, 17108, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/21/2005, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DIRECTOR; BOARD DETERMINES THE RECIPIENTS OF CHARITABLE DONATIONS AND MONITORS INVESTMENT PERFORMANCE OF THE FOUNDATION ACCOUNT ALL DECISIONS MADE BY BOARD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-10
S63 Uniform Securities Agent State Law Examination 1979-12-17
  • S66 Uniform Combined State Law Examination
    2009-06-10
  • S63 Uniform Securities Agent State Law Examination
    1979-12-17

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