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Chicago, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-07-14 |
| TX | RA | APPROVED_RES | 2014-06-05 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-22 |
| IL | RA | APPROVED | 2013-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chicago | IL | 12/2013 | Present |
| Modern Capital Concepts | Chicago | IL | 12/2013 | Present |
(1) 06/05/2014: Modern Capital Concepts - Registered Investment Advisor - DBA: (FP) Modern Capital Concepts - Investment Related - 2055 N. Spaulding Ave., Chicago, IL 60647 - Start 07/01/2014 - 12 Hr/Mo; 0 Hour(s) During Securities Trading - Provide financial planning thru RIA for fix/hourly fee. (2) 10/07/2016: Modern Capital Concepts, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - 2055 N. Spaulding Ave., Chicago, IL 60647 - Start 06/01/2014 - 40 Hr/Mo; 0 Hour(s) During Securities Trading - This is an RIA for financial planning only. Used by Khloe Karova 3). 03/27/2019 - No business name - Not investment related - At reported business location(s) - Author - start date:04/01/2019 - 10 hrs/mo - 0 hrs during trading. 4). 10/08/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 06/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 5). 10/11/2021 - WealthEquity - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/08/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-19 |
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