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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

3600 Wilshire Blvd, Suite 1914, Los Angeles, CA 90010 • United States

4821 E 2Nd St., Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Clg Llc Gardena CA 05/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2017-05-17 → 2024-01-05
    Gardena, CA
    Long Beach, CA
Other Businesses

1. RENTAL PROPERTIES-INTERVIEW & SCREEN TENANTS, COLLECT RENTS & RENTAL FEES; 2. BUENA PARK NOON LIONS CLUB-501 (C(3) TREASURER 4 HRS PER WEEK $0 COMPENSATION; 3. NAME OF OTHER BUSINESS: FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: AFFILIATED PERSON START DATE: 01/02/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: CLG LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION START DATE: 5/2017 NATURE OF BUSINESS: ADVISORY BUSINESS APX # OF HOURS PER WEEK: 40 APX # OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE DUTIES: INVESTMENT ADVISING 5.NAME OF OTHER BUSINESS: CLG LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION START DATE: 5/2017 NATURE OF BUSINESS: ADVISORY SERVICES APX # OF HOURS PER WEEK: 5 APX # OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: ADVISOR DUTIES: FINANCIAL PLANNING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-29
  • S63 Uniform Securities Agent State Law Examination
    1986-08-29
Designations

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